Decisions to disqualify a person

You are reading current version in effect from 25 November 2019
Guidance (1) Glossary terms (2)

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Disciplinary procedures & decisions
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You are reading current version in effect from 25 November 2019

Guidance

Guidance

How we regulate non-authorised persons

This guidance is to help you understand your obligations and how to comply with them. We may have regard to it when exercising our regulatory functions.

Glossary terms

authorised decision maker

in relation to a decision, means a person authorised to make that decision by the SRA under a schedule of delegation

person

includes a body of persons (corporate or unincorporated)